Kale, Shrikant Baburao

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on securities	2019-05-20	-
CLSA LIMITED	Rep	Advising on securities	2012-12-31	2019-05-03
CLSA RESEARCH LIMITED	Rep	Advising on securities	2010-12-31	2012-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on securities	2019-05-20	-
CLSA LIMITED	Rep	Advising on securities	2012-12-31	2019-05-03
CLSA RESEARCH LIMITED	Rep	Advising on securities	2010-12-31	2012-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.