Personnel Hong Kong SFC License Details (ID 75732)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2013-11-08	2018-01-09
	Rep	Asset management	2013-11-08	2018-01-09
Japaninvest (Hong Kong) Limited	Rep	Advising on securities	2013-04-16	2013-10-29
CLSA RESEARCH LIMITED	Rep	Advising on securities	2010-10-05	2012-01-16
CLSA LIMITED	Rep	Dealing in securities	2006-05-23	2010-10-18