Personnel Hong Kong SFC License Details (ID 75735)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Advising on securities	2012-11-01	2015-01-23
CLSA RESEARCH LIMITED	Rep	Advising on securities	2007-07-03	2012-11-01
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2006-01-27	2006-06-17
	Rep	Advising on securities	2005-08-15	2005-08-16