Personnel SFC Licences and HKMA Registrations (ID 75758)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on futures contracts	2017-08-16	-
	Rep	Advising on securities	2017-08-16	-
	Rep	Asset management	2017-08-16	-
CLSA LIMITED	Rep	Advising on securities	2012-12-24	2017-07-01
CLSA RESEARCH LIMITED	Rep	Advising on securities	2008-09-22	2012-12-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.