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Personnel Hong Kong SFC License Details (ID 75764)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CLSA LIMITED
Rep
Advising on securities
2012-12-24
2013-07-01
CLSA RESEARCH LIMITED
Rep
Advising on securities
2007-08-30
2012-12-24
MACQUARIE CAPITAL LIMITED
Rep
Advising on securities
2005-04-21
2007-07-21