Personnel Hong Kong SFC License Details (ID 75784)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Advising on securities	2012-12-10	2017-04-01
CLSA RESEARCH LIMITED	Rep	Advising on securities	2010-08-31	2012-12-10
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2004-08-19	2004-12-14