Personnel Hong Kong SFC License Details (ID 75785)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	RO	Advising on securities	2026-02-10	-
	Rep	Advising on securities	2015-08-20	2026-02-10
CLSA LIMITED	Rep	Advising on securities	2012-12-31	2015-06-18
CLSA RESEARCH LIMITED	Rep	Advising on securities	2007-06-26	2012-12-31
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2006-07-04	2007-05-31
BOCI RESEARCH LIMITED	Rep	Advising on securities	2004-04-30	2006-06-30