Personnel Hong Kong SFC License Details (ID 75788)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Advising on securities	2012-12-24	2020-11-30
CLSA RESEARCH LIMITED	Rep	Advising on securities	2006-10-09	2012-12-24
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2003-07-28	2006-09-07
Credit Agricole Securities (Asia) Limited	Rep	Advising on corporate finance	-	2003-05-20
	Rep	Advising on securities	-	2003-05-20
	Rep	Asset management	-	2003-05-20