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Woods, John Joseph Hong Kong SFC License Details (ID 75790)
Woods, John Joseph
SFC ID:
AUN839
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CLSA LIMITED
Rep
Advising on securities
2012-12-17
2015-06-11
CLSA RESEARCH LIMITED
Rep
Advising on securities
2011-08-26
2012-12-17
MACQUARIE CAPITAL LIMITED
Rep
Advising on securities
2010-01-18
2011-07-07