Personnel Hong Kong SFC License Details (ID 76973)

Personnel Hong Kong SFC License Details (ID 76973)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2016-07-01	2023-06-22
	Rep	Providing automated trading services	2003-05-20	2004-05-28
	Rep	Dealing in securities	2003-05-20	2016-06-30
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2003-05-20	2023-06-22
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Providing automated trading services	2003-05-20	2004-05-28
	Rep	Dealing in securities	2003-05-20	2016-06-30
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	-	2003-05-20
	Rep	Asset management	-	2003-05-20
	Rep	Dealing in futures contracts	-	2003-05-20
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-05-20
	Rep	Advising on securities	-	2003-05-20
	Rep	Asset management	-	2003-05-20
	Rep	Providing automated trading services	-	2003-05-20
	Rep	Dealing in securities	-	2003-05-20