| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-07-31 | 2015-07-04 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-07-31 | 2015-07-04 |
| CORPORATE BROKERS LIMITED | Rep | Advising on corporate finance | - | 2004-02-19 |
| Rep | Advising on securities | - | 2004-02-19 |
| Rep | Asset management | - | 2004-02-19 |
| Rep | Providing automated trading services | - | 2004-02-19 |
| Rep | Dealing in securities | - | 2012-07-25 |
| CORPORATE COMMODITIES LIMITED | Rep | Advising on futures contracts | - | 2004-02-18 |
| Rep | Asset management | - | 2004-02-18 |
| Rep | Dealing in futures contracts | - | 2012-07-25 |