Webb-site Legacy

Yeung, Queenie Wan Man 楊韻汶

SFC ID:ANE253

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNS Securities (HK) Limited	RO	Advising on securities	2021-07-02	2022-12-31
	RO	Dealing in securities	2021-07-02	2022-12-31
CITIC Securities International Global Markets Limited	Rep	Dealing in securities	2017-12-14	2018-04-11
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2016-12-06	2018-04-10
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2016-06-29	2018-04-10
CLSA LIMITED	RO	Dealing in securities	2015-12-16	2018-04-11
CLSA FUTURES LIMITED	Rep	Dealing in futures contracts	2015-01-13	2016-02-15
CLSA LIMITED	Rep	Dealing in securities	2015-01-13	2015-12-16
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2012-09-07	2015-01-09
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2012-09-07	2015-01-09
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-07	2012-06-02
	Rep	Dealing in futures contracts	2008-11-07	2012-06-02
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2007-12-12	2008-11-24
	Rep	Dealing in futures contracts	2007-12-12	2008-11-24
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2006-03-13	2012-06-02