Personnel Hong Kong SFC License Details (ID 77675)

Personnel Hong Kong SFC License Details (ID 77675)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Dealing in securities	2019-07-05	2020-11-06
CITIC CLSA Capital Partners HK Limited	Rep	Advising on securities	2019-05-03	2020-11-06
	Rep	Asset management	2019-05-03	2020-11-06
CSI Partners HK Limited	Rep	Advising on securities	2016-06-01	2019-04-01
	Rep	Asset management	2016-06-01	2019-04-01
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2010-10-04	2012-09-08
	Rep	Advising on securities	2010-10-04	2012-09-08
	Rep	Dealing in securities	2010-10-04	2012-09-08