Personnel Hong Kong SFC License Details (ID 77677)

Personnel Hong Kong SFC License Details (ID 77677)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Asset management	2016-07-19	2016-10-27
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2013-08-22	2015-04-02
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-07	2013-11-01
	Rep	Dealing in futures contracts	2008-11-07	2016-10-27
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2007-09-05	2008-11-24
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2007-08-29	2016-10-27
Credit Suisse Futures (Hong Kong) Limited	Rep	Dealing in futures contracts	2007-08-29	2008-11-24
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-08-29	2016-09-28
CLSA FUTURES LIMITED	Rep	Dealing in futures contracts	2006-04-26	2007-07-13
CLSA LIMITED	Rep	Dealing in securities	2006-04-26	2007-07-13
Morgan Stanley Asia Limited	Rep	Dealing in securities	2005-07-28	2006-03-31
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2005-07-28	2006-03-31
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2005-07-28	2006-03-31