Webb-site Legacy

Chan, Ka Leung (SFC:AEC408) 陳嘉亮

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tongjin Securities Limited	RO	Advising on futures contracts	2020-01-17	2020-05-31
	RO	Advising on securities	2020-01-17	2020-05-31
	RO	Dealing in futures contracts	2020-01-17	2020-05-31
	RO	Dealing in securities	2020-01-17	2020-05-31
Beevest Securities Limited	RO	Advising on securities	2018-09-05	2019-05-20
	RO	Dealing in securities	2018-09-05	2019-05-20
	RO	Dealing in futures contracts	2018-07-31	2019-05-20
SHENG YUAN SECURITIES LIMITED	RO	Dealing in futures contracts	2017-11-17	2018-06-15
	RO	Dealing in securities	2017-11-17	2018-06-15
CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2016-08-02	2017-10-13
	RO	Dealing in securities	2016-08-02	2017-10-13
Open Securities Limited	RO	Dealing in futures contracts	2014-03-10	2016-01-31
	RO	Dealing in securities	2014-03-10	2016-01-31
	Rep	Dealing in futures contracts	2013-02-08	2014-03-10
	Rep	Dealing in securities	2013-02-08	2014-03-10
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2012-07-31	2013-02-03
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2012-07-31	2013-02-03
Rifa Futures Limited	Rep	Dealing in futures contracts	2009-10-08	2012-04-02
Rifa Securities Limited	Rep	Dealing in securities	2009-09-08	2012-04-02
Polaris Capital (Asia) Limited	Rep	Dealing in securities	2007-04-19	2009-08-31
VC BROKERAGE LIMITED	Rep	Providing automated trading services	-	2003-08-26
	Rep	Advising on corporate finance	-	2004-06-08
	Rep	Advising on securities	-	2004-06-08
	Rep	Asset management	-	2004-06-08
	Rep	Dealing in securities	-	2007-04-05
VC FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-06-08
	Rep	Asset management	-	2004-06-08
	Rep	Dealing in futures contracts	-	2007-04-05