| Daiwa Capital Markets Hong Kong Limited | RO | Dealing in securities | 2010-12-24 | 2013-06-28 |
| RO | Dealing in futures contracts | 2007-10-05 | 2013-06-28 |
| Rep | Advising on corporate finance | - | 2005-02-07 |
| Rep | Advising on securities | - | 2005-02-07 |
| Rep | Asset management | - | 2005-02-07 |
| Rep | Dealing in securities | - | 2010-12-24 |
| DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | Advising on corporate finance | - | 2005-02-07 |
| Rep | Advising on securities | - | 2005-02-07 |
| Rep | Asset management | - | 2005-02-07 |
| Rep | Dealing in securities | - | 2005-02-07 |
| DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | RO | Advising on futures contracts | - | 2005-02-07 |
| RO | Asset management | - | 2005-02-07 |
| RO | Dealing in futures contracts | - | 2007-11-01 |