Personnel Hong Kong SFC License Details (ID 77823)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2019-11-07	2020-02-06
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2010-10-13	2013-08-08
CLSA LIMITED	Rep	Dealing in securities	2008-08-05	2010-06-04
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2004-01-08
	Rep	Asset management	-	2004-01-08
	Rep	Advising on securities	-	2008-06-05
	Rep	Dealing in securities	-	2008-06-05