Kam, Kwok Hung 甘國雄

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	RO	Advising on corporate finance	2021-11-22	-
	RO	Advising on securities	2021-11-22	-
	RO	Dealing in securities	2021-11-22	-
	Rep	Advising on securities	2021-07-16	2021-11-22
	Rep	Advising on corporate finance	2021-07-02	2021-11-22
	Rep	Dealing in securities	2021-07-02	2021-11-22
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2018-10-24	2021-04-01
	Rep	Dealing in securities	2018-10-24	2021-04-01
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2016-10-14	2018-09-01
	Rep	Advising on securities	2016-10-14	2018-09-01
CLSA LIMITED	Rep	Advising on securities	2016-10-14	2018-09-01
	Rep	Dealing in securities	2016-10-14	2018-09-01
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2013-09-03	2016-09-09
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2010-08-09	2013-07-03
	Rep	Dealing in securities	2010-08-09	2013-07-03
OnePlatform Asset Management Limited	Rep	Advising on securities	2007-03-06	2008-08-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.