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Personnel Hong Kong SFC License Details (ID 77931)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CLSA LIMITED
Rep
Dealing in securities
2018-09-05
2026-06-02
Daiwa Capital Markets Hong Kong Limited
Rep
Dealing in securities
2010-09-24
2015-03-10