| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2025-06-09 | - |
| Cosmos One Capital Limited | Rep | Advising on securities | 2024-07-11 | 2025-05-01 |
| Rep | Asset management | 2024-07-11 | 2025-05-01 | |
| Rep | Dealing in securities | 2024-07-11 | 2025-05-01 | |
| HAITONG INTERNATIONAL RESEARCH LIMITED | RO | Advising on securities | 2018-05-29 | 2020-10-23 |
| Rep | Advising on securities | 2018-02-21 | 2018-05-29 | |
| BOCI RESEARCH LIMITED | RO | Advising on securities | 2017-04-10 | 2017-12-29 |
| Rep | Advising on securities | 2015-04-22 | 2017-04-10 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2010-11-15 | 2012-02-21 |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2010-11-15 | 2012-01-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2010-04-08 | 2010-09-01 |
| Rep | Dealing in securities | 2007-08-22 | 2010-09-01 |
No HKMA registrations in the collected records.