| Wealth Management Cube Limited | RO | Dealing in securities | 2023-06-15 | 2026-07-04 |
| THE CORE SECURITIES COMPANY LIMITED | RO | Advising on securities | 2018-09-28 | 2023-01-16 |
| RO | Dealing in securities | 2018-09-28 | 2023-01-16 |
| Rep | Advising on securities | 2017-09-28 | 2018-09-28 |
| Rep | Dealing in securities | 2017-09-28 | 2018-09-28 |
| Rep | Asset management | 2017-09-28 | 2023-01-16 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-02-20 | 2017-09-17 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2017-02-20 | 2017-09-17 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-10-15 | 2016-11-30 |
| Rep | Dealing in securities | 2007-10-15 | 2016-11-30 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-02-27 | 2007-10-05 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-02-27 | 2007-10-05 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-05 | 2007-02-21 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-02-05 | 2007-02-21 |