| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| IP Investment Management (HK) Limited | RO | Advising on securities | 2026-08-07 | - |
| RO | Asset management | 2026-08-07 | - | |
| MORGANS (HONG KONG) LIMITED | RO | Advising on securities | 2023-03-21 | 2025-09-05 |
| RO | Dealing in securities | 2023-03-21 | 2025-09-05 | |
| Redbridge Global Strategies Limited | RO | Advising on securities | 2019-07-09 | 2023-02-28 |
| RO | Asset management | 2019-07-09 | 2023-02-28 | |
| RO | Dealing in securities | 2019-07-09 | 2023-02-28 | |
| SP Global Access Limited | RO | Dealing in securities | 2017-11-09 | 2018-10-26 |
| China International Securities Limited | RO | Dealing in securities | 2016-12-01 | 2017-07-03 |
| Superfund Financial (Hong Kong) Limited | Rep | Advising on securities | 2015-11-26 | 2016-07-27 |
| Rep | Dealing in securities | 2015-11-26 | 2016-07-27 | |
| EXECUTION NOBLE (HONG KONG) LIMITED (TRADING AS ESPIRITO SANTO SECURITIES) | RO | Dealing in securities | 2014-03-24 | 2014-09-12 |
| Rep | Dealing in securities | 2009-07-07 | 2014-03-24 | |
| CLSA FUTURES LIMITED | RO | Dealing in futures contracts | 2007-08-14 | 2008-11-20 |
| Rep | Dealing in futures contracts | 2006-11-24 | 2007-08-14 | |
| CLSA LIMITED | Rep | Dealing in securities | 2006-11-24 | 2008-11-20 |