Personnel Hong Kong SFC License Details (ID 79908)

Personnel Hong Kong SFC License Details (ID 79908)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2006-11-02	-
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2006-11-02	-
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2005-09-21	2006-10-28
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2005-09-21	2006-10-28
REXCAPITAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-04-19
	Rep	Asset management	2003-04-01	2004-04-19
	Rep	Dealing in futures contracts	2003-04-01	2005-09-21
WINGS SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-04-19
	Rep	Advising on securities	2003-04-01	2004-04-19
	Rep	Asset management	2003-04-01	2004-04-19
	Rep	Dealing in securities	2003-04-01	2005-09-21