Personnel Hong Kong SFC License Details (ID 80329)

Personnel Hong Kong SFC License Details (ID 80329)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2012-02-03	2014-05-12
	Rep	Asset management	2012-02-03	2014-05-12
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2012-02-03	2014-05-12
GF Asset Management (Hong Kong) Limited	Rep	Advising on securities	2011-03-25	2012-02-01
	Rep	Asset management	2011-03-25	2012-02-01
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2011-03-25	2012-02-01
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2008-05-09	2010-02-08
	Rep	Asset management	2008-05-09	2010-02-08
Amundi Hong Kong Limited	Rep	Dealing in securities	2006-04-12	2008-04-11
AMUNDI ASSET MANAGEMENT	Rep	Advising on securities	2005-02-03	2008-01-01
	Rep	Asset management	2005-02-03	2008-01-01
Amundi Hong Kong Limited	Rep	Advising on securities	2005-02-03	2008-04-11
	Rep	Asset management	2005-02-03	2008-04-11
Allianz Global Investors Hong Kong Limited	Rep	Advising on corporate finance	-	2003-05-26
	Rep	Advising on securities	-	2003-05-26
	Rep	Asset management	-	2003-05-26