Personnel Hong Kong SFC License Details (ID 80383)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YUE XIU FUTURES COMPANY LIMITED	RO	Advising on futures contracts	2020-04-27	2024-07-26
	RO	Dealing in futures contracts	2020-04-27	2024-07-26
YUE XIU SECURITIES COMPANY LIMITED	RO	Advising on futures contracts	2020-04-27	-
	RO	Dealing in futures contracts	2020-04-27	-
YUE XIU FUTURES COMPANY LIMITED	Rep	Advising on futures contracts	2018-03-08	2020-04-27
	Rep	Dealing in futures contracts	2018-03-08	2020-04-27
YUE XIU SECURITIES COMPANY LIMITED	RO	Advising on securities	2018-01-05	-
	RO	Dealing in securities	2018-01-05	-
	Rep	Advising on securities	2017-06-28	2018-01-05
	Rep	Dealing in securities	2017-06-28	2018-01-05
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2013-06-05	2017-06-07
	Rep	Dealing in securities	2013-02-14	2017-06-07
GF Securities (Hong Kong) Brokerage Limited	RO	Advising on securities	2010-06-21	2013-01-20
	Rep	Advising on securities	2009-12-16	2010-06-21
	Rep	Dealing in securities	2009-05-07	2013-01-20
GALAXY ASSET MANAGEMENT (H.K.) LIMITED	Rep	Advising on futures contracts	2007-06-11	2009-02-24
	Rep	Asset management	2007-06-11	2009-02-24
	Rep	Advising on securities	2007-05-03	2009-02-24
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	Advising on securities	2005-02-25	2007-04-12
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2005-02-25	2007-04-12