Personnel Hong Kong SFC License Details (ID 80387)

Personnel Hong Kong SFC License Details (ID 80387)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2022-03-08	2024-10-14
	Rep	Asset management	2022-03-08	2024-10-14
	Rep	Dealing in securities	2022-03-08	2024-10-14
Atta Capital Limited	Rep	Advising on securities	2021-08-30	2022-02-18
	Rep	Asset management	2021-08-30	2022-02-18
Atta Securities Limited	Rep	Dealing in securities	2021-08-30	2022-02-18
GUOTAI JUNAN ASSETS (ASIA) LIMITED	Rep	Advising on securities	2017-07-25	2021-03-12
	Rep	Asset management	2017-07-25	2021-03-12
	Rep	Dealing in securities	2017-07-25	2021-03-12
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2011-08-10	2017-04-20