| FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-08-05 | 2023-03-24 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2022-08-05 | 2023-03-24 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-07-25 | 2022-07-25 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-07-25 | 2022-07-25 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-05-16 | 2017-07-06 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-05-09 | 2017-07-06 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2009-11-19 | 2014-05-02 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-06-19 | 2009-08-17 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-06-19 | 2009-08-17 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2009-05-04 | 2009-06-17 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-05-04 | 2009-06-17 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-08-29 | 2009-03-21 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2007-07-16 | 2009-03-21 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-07-16 | 2009-03-21 |