Personnel Hong Kong SFC License Details (ID 80735)

Personnel Hong Kong SFC License Details (ID 80735)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huayu Securities Limited	RO	Advising on securities	2026-05-18	-
	RO	Dealing in securities	2026-05-18	-
	Rep	Advising on securities	2026-04-22	2026-05-18
	Rep	Dealing in securities	2026-04-22	2026-05-18
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2022-10-25	2024-05-31
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2022-10-25	2024-05-31
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2020-03-12	2022-06-13
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2020-03-12	2022-06-13
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2019-05-03	2020-01-15
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2019-05-03	2020-01-15
CITIC Securities International Global Markets Limited	Rep	Dealing in futures contracts	2017-06-26	2020-01-15
	Rep	Dealing in securities	2017-06-26	2020-01-15
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2016-10-27	2017-06-25
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2016-10-27	2017-06-25
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2011-05-23	2016-03-15
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-05-23	2016-03-15