| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2025-03-27 | 2026-09-18 |
| RO | Providing automated trading services | 2025-03-27 | 2026-09-18 |
| RO | Dealing in futures contracts | 2025-03-27 | 2026-09-18 |
| RO | Dealing in securities | 2025-03-27 | 2026-09-18 |
| Rep | Advising on securities | 2025-02-10 | 2025-03-27 |
| Rep | Providing automated trading services | 2025-02-10 | 2025-03-27 |
| Rep | Dealing in futures contracts | 2025-02-10 | 2025-03-27 |
| Rep | Dealing in securities | 2025-02-10 | 2025-03-27 |
| AA Investment Management Limited | RO | Advising on securities | 2023-01-03 | 2024-10-25 |
| RO | Asset management | 2023-01-03 | 2024-10-25 |
| RO | Dealing in securities | 2023-01-03 | 2024-10-25 |
| ARK GROUP HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2021-09-29 | 2022-03-04 |
| RO | Asset management | 2021-09-29 | 2022-03-04 |
| RO | Dealing in securities | 2021-09-29 | 2022-03-04 |
| Rep | Advising on securities | 2021-08-27 | 2021-09-29 |
| Rep | Asset management | 2021-08-27 | 2021-09-29 |
| Rep | Dealing in securities | 2021-08-27 | 2021-09-29 |
| uSmart Securities Limited | RO | Advising on securities | 2021-03-02 | 2021-06-15 |
| RO | Asset management | 2021-03-02 | 2021-06-15 |
| RO | Dealing in securities | 2019-08-27 | 2021-06-15 |
| Rep | Dealing in securities | 2019-07-09 | 2019-08-27 |
| oOo Securities (HK) Group Limited | RO | Dealing in futures contracts | 2019-03-18 | 2019-05-30 |
| RO | Dealing in securities | 2019-03-18 | 2019-05-30 |
| Kaisa Financial Group Company Limited | RO | Dealing in securities | 2018-02-26 | 2018-11-15 |
| Kaisa Asset Management Limited | Rep | Asset management | 2017-11-28 | 2018-11-15 |
| Kaisa Financial Group Company Limited | Rep | Dealing in securities | 2017-11-28 | 2018-02-26 |
| South China Futures Investment Limited | RO | Dealing in futures contracts | 2017-07-13 | 2017-10-27 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | Asset management | 2017-03-10 | 2017-10-27 |
| EXCELLENT TIDE SECURITIES LIMITED | RO | Dealing in securities | 2016-12-21 | 2017-10-27 |
| Rep | Dealing in securities | 2016-10-26 | 2016-12-21 |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | RO | Dealing in securities | 2015-12-01 | 2016-10-22 |
| Rep | Dealing in securities | 2015-10-28 | 2015-12-01 |
| Central China International Securities Co., Limited | Rep | Dealing in securities | 2015-08-10 | 2015-10-19 |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2014-09-29 | 2015-07-20 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-05-21 | 2015-07-20 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-04-30 | 2014-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2012-04-30 | 2015-07-20 |
| Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2010-11-29 | 2012-04-16 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-11-29 | 2012-04-16 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2010-10-15 | 2010-11-25 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-04-11 | 2010-11-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-04-11 | 2010-11-25 |