Webb-site Legacy

Ho, Pui Lam 何沛霖

SFC ID:ARP168

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Stellar Securities Limited	RO	Dealing in securities	2021-03-31	2022-08-01
	Rep	Dealing in securities	2020-11-10	2021-03-31
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Dealing in futures contracts	2019-02-11	2020-09-02
	RO	Dealing in securities	2019-02-11	2020-09-02
	Rep	Dealing in futures contracts	2018-10-03	2019-02-11
	Rep	Dealing in securities	2018-10-03	2019-02-11
	Rep	Advising on securities	2018-10-03	2020-09-02
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2014-06-19	2017-10-30
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2014-06-19	2017-10-30
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2014-06-19	2017-10-30
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2014-06-19	2017-10-30
Mason Securities Limited	Rep	Dealing in securities	2008-09-08	2012-06-08