Personnel Hong Kong SFC License Details (ID 82130)

Personnel Hong Kong SFC License Details (ID 82130)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Advising on securities	2015-11-23	-
	RO	Dealing in securities	2015-11-23	-
	Rep	Advising on securities	2015-03-20	2015-11-23
	Rep	Dealing in securities	2015-03-20	2015-11-23
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Dealing in securities	2014-04-10	2015-03-07
	Rep	Advising on securities	2011-10-21	2015-03-07
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2005-04-28	2015-03-07
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-04-28	2014-04-10