| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2021-03-15 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2021-03-15 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-15 | 2021-03-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-15 | 2021-03-03 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2008-03-13 | 2011-05-03 |
| Rep | Dealing in securities | 2008-03-13 | 2011-05-03 | |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-09-12 | 2008-02-13 |
| Rep | Dealing in securities | 2007-09-12 | 2008-02-13 | |
| BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2006-01-16 | 2008-02-13 |
| Rep | Dealing in securities | 2006-01-16 | 2008-02-13 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-05-03 | 2006-01-01 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-05-03 | 2006-01-01 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2003-12-29 | 2004-04-26 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-12-29 | 2004-04-26 |
No HKMA registrations in the collected records.