Personnel Hong Kong SFC License Details (ID 82285)

Personnel Hong Kong SFC License Details (ID 82285)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
I Win Asset Management Limited	RO	Advising on securities	2023-03-13	-
	RO	Asset management	2023-03-13	-
I WIN SECURITIES LIMITED	RO	Dealing in securities	2023-03-13	-
I Win Asset Management Limited	Rep	Advising on securities	2021-11-11	2023-03-13
	Rep	Asset management	2021-11-11	2023-03-13
I WIN SECURITIES LIMITED	Rep	Dealing in securities	2021-08-03	2023-03-13
CIF Securities Futures Limited	Rep	Dealing in futures contracts	2020-05-25	2021-07-20
	Rep	Dealing in securities	2020-05-25	2021-07-20
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2019-07-29	2020-05-11
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2019-07-29	2020-05-11
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2018-12-04	2019-07-16
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2018-12-04	2019-07-16
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2013-11-12	2018-11-12
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2013-11-12	2018-11-12
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-08-26	2013-10-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-08-26	2013-10-30
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-11-18	2010-08-16
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-11-18	2010-08-16