Personnel Hong Kong SFC License Details (ID 82395)

Personnel Hong Kong SFC License Details (ID 82395)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GEO Securities Limited	RO	Advising on securities	2025-09-03	-
	RO	Asset management	2025-09-03	-
	RO	Dealing in securities	2025-09-03	-
Prior Asset Management Limited	RO	Advising on securities	2022-12-13	2024-10-31
	RO	Asset management	2022-12-13	2024-10-31
Prior Securities Limited	RO	Dealing in securities	2022-09-19	2024-10-31
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2021-10-19	2022-03-20
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2021-10-19	2022-03-20
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-03-15	2021-05-14
CMB International Securities Limited	Rep	Dealing in securities	2021-03-15	2021-05-14
iBest Investment Services Limited	Rep	Leveraged foreign exchange trading	2017-07-18	2019-01-25
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2011-04-26	2019-12-12
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-05-13	2021-02-08
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-05-13	2021-02-08