Personnel Hong Kong SFC License Details (ID 82854)

Personnel Hong Kong SFC License Details (ID 82854)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FUHAI SECURITIES LIMITED	RO	Dealing in securities	2022-07-28	2023-03-01
	RO	Dealing in securities	2021-11-24	2021-12-09
	RO	Advising on securities	2019-10-16	2023-03-01
	RO	Asset management	2019-10-16	2023-03-01
Pantheum Capital Limited	RO	Advising on securities	2018-02-01	2019-09-30
	RO	Asset management	2018-02-01	2019-09-30
CATHAY SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2007-11-27	2015-06-30
	RO	Dealing in securities	2007-11-27	2015-06-30
FIRST WORLDSEC SECURITIES LIMITED	RO	Advising on corporate finance	2005-03-07	2007-06-30
	RO	Advising on securities	2005-03-07	2007-06-30
	RO	Dealing in securities	2005-03-07	2007-06-30