Personnel Hong Kong SFC License Details (ID 82857)

Personnel Hong Kong SFC License Details (ID 82857)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Guosen Securities (HK) Brokerage Company, Limited	RO	Advising on securities	2024-08-19	-
	RO	Dealing in futures contracts	2024-08-19	-
	RO	Dealing in securities	2024-08-19	-
AA Investment Management Limited	Rep	Dealing in securities	2022-02-24	2022-05-13
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2021-02-08	2021-08-22
ZHONGTAI INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2017-11-15	2021-08-22
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2017-11-15	2021-08-22
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-06-27	2017-11-15
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-06-27	2017-11-15
Chuenman Securities Limited	RO	Dealing in securities	2016-08-08	2017-06-20
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-05-20	2016-07-25
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-05-20	2016-07-25
GRANSING SECURITIES CO., LIMITED	Rep	Dealing in securities	2014-03-05	2014-04-22
CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2010-02-17	2014-02-12