Personnel Hong Kong SFC License Details (ID 83352)

Personnel Hong Kong SFC License Details (ID 83352)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Eddid Securities and Futures Limited	RO	Advising on futures contracts	2022-03-08	-
	RO	Dealing in futures contracts	2020-02-24	-
	RO	Dealing in securities	2020-02-24	-
	Rep	Dealing in futures contracts	2019-12-10	2020-02-24
	Rep	Dealing in securities	2019-12-10	2020-02-24
Seazen Resources Securities Limited	RO	Dealing in securities	2016-01-28	2019-09-09
Seazen Resources Futures Limited	RO	Dealing in futures contracts	2015-05-19	2019-09-09
	Rep	Dealing in futures contracts	2015-04-02	2015-05-19
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Advising on securities	2015-01-08	2015-03-22
	RO	Dealing in securities	2015-01-08	2015-03-22
	RO	Dealing in futures contracts	2009-06-22	2015-03-22
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2008-07-25	2009-06-15
CINDA INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2004-04-06	2009-06-15
	Rep	Advising on futures contracts	2003-04-01	2003-12-20
	Rep	Asset management	2003-04-01	2003-12-20
	Rep	Dealing in futures contracts	2003-04-01	2004-04-06