Personnel Hong Kong SFC License Details (ID 83353)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CSOP Asset Management Limited	Rep	Advising on securities	2014-07-10	2018-10-31
	Rep	Asset management	2014-07-10	2018-10-31
	Rep	Dealing in securities	2014-07-10	2018-10-31
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Advising on securities	2010-02-11	2013-09-24
	RO	Asset management	2009-05-25	2013-09-24
	RO	Dealing in securities	2007-04-04	2013-09-24