Personnel Hong Kong SFC License Details (ID 83355)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Asset management	2009-05-25	2014-05-16
	Rep	Dealing in securities	2009-05-25	2014-05-16
KCG SECURITIES ASIA LIMITED	Rep	Asset management	2007-07-30	2008-12-31
	Rep	Advising on corporate finance	2006-08-02	2008-12-31
	Rep	Dealing in securities	2006-08-02	2008-12-31