| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Funderstone Asset Management (HK) Limited | RO | Asset management | 2024-01-15 | - |
| Funderstone Futures Limited | RO | Asset management | 2023-07-19 | - |
| Funderstone Securities Limited | RO | Asset management | 2023-05-03 | - |
| Funderstone Futures Limited | RO | Advising on futures contracts | 2019-09-04 | - |
| RO | Dealing in futures contracts | 2019-09-04 | - | |
| Funderstone Securities Limited | RO | Advising on securities | 2019-09-04 | - |
| RO | Dealing in securities | 2019-09-04 | - | |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | RO | Dealing in securities | 2016-02-03 | 2019-06-09 |
| Ping An Securities (Hong Kong) Holdings Company Limited | RO | Dealing in securities | 2013-03-14 | 2015-03-23 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | RO | Advising on futures contracts | 2012-07-24 | 2015-03-22 |
| RO | Dealing in futures contracts | 2012-07-24 | 2015-03-22 | |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2012-07-24 | 2013-03-14 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-11-23 | 2012-07-06 |
| Rep | Dealing in securities | 2010-11-23 | 2012-07-06 | |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2009-12-03 | 2010-11-13 |
| Rep | Dealing in securities | 2009-12-03 | 2010-11-13 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-12-10 | 2009-11-20 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-12-10 | 2009-11-20 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-05-30 | 2008-11-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-05-30 | 2008-11-22 |
No HKMA registrations in the collected records.