| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Union Insight Asset Management Limited | RO | Asset management | 2026-09-02 | - |
| DD Asset Management Limited (HK) | RO | Advising on securities | 2025-08-15 | 2026-06-30 |
| RO | Asset management | 2025-08-15 | 2026-06-30 | |
| Grand Hudson Investment Management (HK) Company Limited | RO | Advising on securities | 2025-01-08 | 2025-03-31 |
| RO | Asset management | 2025-01-08 | 2025-03-31 | |
| RO | Dealing in securities | 2025-01-08 | 2025-03-31 | |
| Beevest Fortune Asset Management Limited | RO | Advising on securities | 2024-03-08 | 2024-09-07 |
| RO | Asset management | 2024-03-08 | 2024-09-07 | |
| Beevest Securities Limited | RO | Advising on securities | 2024-03-08 | 2024-09-07 |
| RO | Dealing in futures contracts | 2024-03-08 | 2024-09-07 | |
| RO | Dealing in securities | 2024-03-08 | 2024-09-07 | |
| Beevest Fortune Asset Management Limited | Rep | Advising on securities | 2024-02-22 | 2024-03-08 |
| Rep | Asset management | 2024-02-22 | 2024-03-08 | |
| Beevest Securities Limited | Rep | Advising on securities | 2024-02-22 | 2024-03-08 |
| Rep | Dealing in futures contracts | 2024-02-22 | 2024-03-08 | |
| Rep | Dealing in securities | 2024-02-22 | 2024-03-08 | |
| Sino Linear Investment Management Limited | RO | Asset management | 2023-11-16 | 2024-02-18 |
| MAGIC COMPASS SECURITIES LIMITED | RO | Advising on securities | 2022-09-15 | 2023-11-14 |
| RO | Asset management | 2022-09-15 | 2023-11-14 | |
| RO | Dealing in futures contracts | 2022-09-15 | 2023-11-14 | |
| RO | Dealing in securities | 2022-09-15 | 2023-11-14 | |
| RO | Leveraged foreign exchange trading | 2022-09-15 | 2023-11-14 | |
| SGI Capital Asset Management Limited | RO | Advising on securities | 2022-07-14 | 2022-07-24 |
| RO | Asset management | 2022-07-14 | 2022-07-24 | |
| ZH SECURITIES LIMITED | RO | Advising on securities | 2022-01-03 | 2022-07-06 |
| RO | Asset management | 2022-01-03 | 2022-07-06 | |
| RO | Dealing in securities | 2022-01-03 | 2022-07-06 | |
| Hope Securities Limited (HK) | RO | Advising on futures contracts | 2021-08-25 | 2021-12-31 |
| RO | Advising on securities | 2021-08-25 | 2021-12-31 | |
| RO | Asset management | 2021-08-25 | 2021-12-31 | |
| RO | Dealing in futures contracts | 2021-08-25 | 2021-12-31 | |
| RO | Dealing in securities | 2021-08-25 | 2021-12-31 | |
| Midas Securities Limited | RO | Advising on securities | 2021-02-18 | 2021-08-01 |
| RO | Asset management | 2021-02-18 | 2021-08-01 | |
| RO | Dealing in futures contracts | 2021-02-18 | 2021-08-01 | |
| RO | Dealing in securities | 2021-02-18 | 2021-08-01 | |
| Red South Investment Management Limited | RO | Advising on securities | 2019-10-14 | 2020-10-07 |
| RO | Asset management | 2019-10-14 | 2020-10-07 | |
| Rep | Advising on securities | 2019-09-25 | 2019-10-14 | |
| Rep | Asset management | 2019-09-25 | 2019-10-14 | |
| China Sunrise Securities (International) Limited | RO | Advising on securities | 2019-03-27 | 2019-09-24 |
| RO | Dealing in securities | 2019-03-27 | 2019-09-24 | |
| China Sunrise Asset Management Limited | Rep | Asset management | 2018-11-13 | 2019-09-24 |
| China Sunrise Securities (International) Limited | Rep | Dealing in securities | 2018-11-13 | 2019-03-27 |
| PROSPER VOYAGE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-07-31 | 2018-11-01 |
| DAKIN SECURITIES LIMITED | RO | Dealing in futures contracts | 2018-01-16 | 2018-11-01 |
| RO | Dealing in securities | 2018-01-16 | 2018-11-01 | |
| Rep | Dealing in futures contracts | 2017-12-15 | 2018-01-16 | |
| Rep | Dealing in securities | 2017-12-15 | 2018-01-16 | |
| Open Securities Limited | Rep | Advising on securities | 2017-05-04 | 2017-11-16 |
| RO | Dealing in futures contracts | 2016-06-06 | 2017-11-16 | |
| RO | Dealing in securities | 2016-06-06 | 2017-11-16 | |
| Rep | Dealing in futures contracts | 2016-01-13 | 2016-06-06 | |
| Rep | Dealing in securities | 2016-01-13 | 2016-06-06 | |
| CES Capital International (Hong Kong) Co., Limited | Rep | Leveraged foreign exchange trading | 2013-08-06 | 2015-12-31 |
| Rep | Dealing in futures contracts | 2013-01-30 | 2015-12-31 | |
| Rep | Dealing in securities | 2013-01-30 | 2015-12-31 | |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-12-31 | 2013-01-08 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2012-09-25 | 2012-10-12 |
| Rep | Dealing in securities | 2012-09-25 | 2012-10-12 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-05-12 | 2012-09-11 |
| Rep | Dealing in securities | 2011-05-12 | 2012-09-11 | |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-31 | 2011-04-27 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-03-10 | 2011-04-27 |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2010-09-07 | 2011-02-28 |
| Anuenue Securities Limited | Rep | Dealing in securities | 2008-08-18 | 2010-08-27 |
| Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2007-04-13 | 2008-08-16 |
No HKMA registrations in the collected records.