| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | - |
| Rep | Advising on securities | 2017-10-03 | 2025-05-06 | |
| Rep | Advising on securities | 2013-09-30 | 2017-10-02 | |
| Rep | Dealing in securities | 2013-08-20 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-08-20 | - |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Asset management | 2011-09-12 | 2013-08-14 |
| Rep | Dealing in futures contracts | 2011-09-12 | 2013-08-14 | |
| Rep | Dealing in securities | 2011-09-12 | 2013-08-14 | |
| Arta Asset Management Limited | Rep | Asset management | 2008-09-08 | 2011-09-08 |
| Rep | Dealing in securities | 2008-09-08 | 2011-09-08 | |
| ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-10-03 | 2011-09-08 |
| ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-06 | 2011-09-08 |
No HKMA registrations in the collected records.