Personnel SFC Licences and HKMA Registrations (ID 83375)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2026-08-21	-
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2026-08-21	-
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2025-06-26	2025-07-11
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2025-06-26	2025-07-11
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2016-11-16	2023-04-14
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-01-08	2016-11-07
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2013-01-08	2016-11-07
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-12-08	2012-08-20
	Rep	Dealing in securities	2010-12-08	2012-08-20
XinKong International Securities Limited	Rep	Dealing in futures contracts	2010-04-15	2010-11-25
	Rep	Dealing in securities	2010-04-15	2010-11-25
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2009-10-22	2010-03-29
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2009-10-05	2010-03-29
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2009-08-06	2009-09-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.