Personnel Hong Kong SFC License Details (ID 83376)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2011-08-17	2016-03-17
	Rep	Dealing in securities	2011-08-17	2016-03-17
FWD Financial Planning Limited (HK)	Rep	Dealing in securities	2011-03-18	2011-07-25
	Rep	Advising on securities	2004-08-20	2011-07-25
UKFP (Asia) HK Limited	Rep	Advising on corporate finance	-	2004-05-24
	Rep	Advising on securities	-	2004-08-16
	Rep	Asset management	-	2004-08-16
	Rep	Dealing in securities	-	2004-08-16