Personnel Hong Kong SFC License Details (ID 83377)

Personnel Hong Kong SFC License Details (ID 83377)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIRST SHANGHAI CAPITAL LIMITED	Rep	Advising on corporate finance	2017-11-29	-
Fosun International Securities Limited	RO	Advising on securities	2016-08-15	2017-09-10
	RO	Asset management	2015-10-26	2017-09-10
	Rep	Asset management	2015-09-21	2015-10-26
	Rep	Advising on securities	2015-09-21	2016-08-15
	Rep	Dealing in securities	2015-09-21	2017-09-10
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Asset management	2014-04-17	2015-06-30
	Rep	Dealing in securities	2012-04-16	2015-06-30
	Rep	Advising on securities	2011-05-11	2015-06-30
	Rep	Asset management	2010-10-12	2014-04-17