Personnel SFC Licences and HKMA Registrations (ID 83381)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-03-13	-
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in securities	2009-12-17	2012-02-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.