Personnel Hong Kong SFC License Details (ID 83388)

Personnel Hong Kong SFC License Details (ID 83388)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Beevest Securities Limited	Rep	Dealing in futures contracts	2013-02-05	2014-06-05
	Rep	Dealing in securities	2013-02-05	2014-06-05
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-09-12	2012-10-05
	Rep	Dealing in securities	2011-09-12	2012-10-05
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2009-09-04	2011-08-05
CSC FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2008-02-04	2009-08-31
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2007-11-08	2009-08-31
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2006-09-13	2007-11-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-06-02	2007-11-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-06-02	2007-11-01