Personnel Hong Kong SFC License Details (ID 83394)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2011-06-20	2012-01-12
	Rep	Dealing in securities	2011-06-20	2012-01-12
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Advising on securities	2010-05-17	2011-03-29
	Rep	Dealing in securities	2010-01-15	2011-03-29
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2009-02-03	2009-12-16