| Linkways Investment Management Limited | RO | Advising on securities | 2024-02-16 | - |
| RO | Dealing in futures contracts | 2024-02-16 | - |
| RO | Dealing in securities | 2024-02-16 | - |
| Rep | Advising on securities | 2023-12-28 | 2024-02-16 |
| Rep | Dealing in futures contracts | 2023-12-28 | 2024-02-16 |
| Rep | Dealing in securities | 2023-12-28 | 2024-02-16 |
| MFG Limited (HK) | RO | Advising on securities | 2023-05-23 | 2023-09-21 |
| RO | Dealing in securities | 2023-05-23 | 2023-09-21 |
| Rep | Advising on securities | 2023-02-15 | 2023-05-23 |
| Rep | Dealing in securities | 2023-02-15 | 2023-05-23 |
| Ayers Alliance Securities (HK) Limited | RO | Advising on securities | 2019-06-06 | 2022-07-15 |
| RO | Dealing in securities | 2019-06-06 | 2022-07-15 |
| MFG Limited (HK) | RO | Advising on securities | 2017-10-24 | 2019-06-06 |
| RO | Dealing in securities | 2017-10-24 | 2019-06-06 |
| RO | Advising on securities | 2013-08-06 | 2014-04-16 |
| RO | Dealing in securities | 2013-08-06 | 2014-04-16 |
| Rep | Asset management | 2012-05-21 | 2013-08-06 |
| RO | Advising on futures contracts | 2012-03-28 | 2023-09-21 |
| Rep | Advising on futures contracts | 2012-03-01 | 2012-03-28 |
| Rep | Dealing in securities | 2012-02-06 | 2013-08-06 |
| RO | Dealing in futures contracts | 2012-02-06 | 2023-09-21 |
| Well Link Securities Limited | RO | Dealing in futures contracts | 2011-08-24 | 2011-12-31 |
| Rep | Dealing in futures contracts | 2010-05-27 | 2011-08-24 |
| Rep | Dealing in securities | 2010-04-28 | 2011-12-31 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-01-11 | 2010-04-17 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2007-08-23 | 2008-07-13 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-08-23 | 2008-07-13 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-08-23 | 2008-07-13 |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-02-19 |
| Rep | Asset management | 2003-04-01 | 2004-02-19 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2006-12-13 |