| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Leveraged foreign exchange trading | 2025-02-17 | - |
| RO | Providing automated trading services | 2023-07-10 | - |
| RO | Asset management | 2017-11-16 | - |
| RO | Dealing in futures contracts | 2017-11-16 | - |
| RO | Advising on corporate finance | 2017-04-28 | - |
| RO | Advising on securities | 2017-04-28 | - |
| RO | Dealing in securities | 2017-04-28 | - |
| Rep | Advising on corporate finance | 2015-11-10 | 2017-04-28 |
| Rep | Advising on securities | 2015-11-10 | 2017-04-28 |
| Rep | Dealing in securities | 2015-11-10 | 2017-04-28 |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2012-02-15 | 2015-10-02 |
| ICBC INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2011-08-08 | 2015-10-02 |
| RO | Dealing in securities | 2011-08-08 | 2015-10-02 |
| Rep | Advising on corporate finance | 2010-07-06 | 2011-08-08 |
| Rep | Dealing in securities | 2010-07-06 | 2011-08-08 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2009-11-02 | 2010-05-01 |
| Rep | Advising on securities | 2009-11-02 | 2010-05-01 |
| Rep | Dealing in securities | 2009-11-02 | 2010-05-01 |